Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

StepStone Group Inc. Director's Dealing 2021

Mar 25, 2021

30777_dirs_2021-03-25_ed3b1d41-45ab-4d7c-9002-1f79a10380dc.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: StepStone Group Inc. (STEP)
CIK: 0001796022
Period of Report: 2021-03-23

Reporting Person: Brem Monte M (Director, See remarks, See remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-31 Class B Common Stock G 7413679 Disposed 0 Direct
2020-12-31 Class B Common Stock G 7413679 Acquired 7413679 Indirect
2021-03-23 Class B Common Stock D 3644110 $0.001 Disposed 3769569 Indirect
2021-03-23 Class A Common Stock C 3644110 Acquired 3644110 Indirect
2021-03-23 Class A Common Stock S 3644110 $28.32 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-31 Class B Units $ G 7413679 Disposed Class A Common Stock (7413679.0) Direct
2020-12-31 Class B Units $ G 7413679 Acquired Class A Common Stock (7413679.0) Indirect
2021-03-23 Class B Units $ C 3644110 Disposed Class A Common Stock (3644110.0) Indirect

Footnotes

F1: On March 23, 2021, the Reporting Person exchanged 3,644,110 Class B Units of StepStone Group LP for 3,644,110 shares of Class A Common Stock. In connection with the exchange, 3,644,110 shares of Class B Common Stock were automatically redeemed and cancelled.

F2: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F3: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.