AI assistant
StepStone Group Inc. — Director's Dealing 2021
Mar 25, 2021
30777_dirs_2021-03-25_ed3b1d41-45ab-4d7c-9002-1f79a10380dc.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: StepStone Group Inc. (STEP)
CIK: 0001796022
Period of Report: 2021-03-23
Reporting Person: Brem Monte M (Director, See remarks, See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Class B Common Stock | G | 7413679 | — | Disposed | 0 | Direct |
| 2020-12-31 | Class B Common Stock | G | 7413679 | — | Acquired | 7413679 | Indirect |
| 2021-03-23 | Class B Common Stock | D | 3644110 | $0.001 | Disposed | 3769569 | Indirect |
| 2021-03-23 | Class A Common Stock | C | 3644110 | — | Acquired | 3644110 | Indirect |
| 2021-03-23 | Class A Common Stock | S | 3644110 | $28.32 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | Class B Units | $ | G | 7413679 | Disposed | Class A Common Stock (7413679.0) | Direct | |
| 2020-12-31 | Class B Units | $ | G | 7413679 | Acquired | Class A Common Stock (7413679.0) | Indirect | |
| 2021-03-23 | Class B Units | $ | C | 3644110 | Disposed | Class A Common Stock (3644110.0) | Indirect |
Footnotes
F1: On March 23, 2021, the Reporting Person exchanged 3,644,110 Class B Units of StepStone Group LP for 3,644,110 shares of Class A Common Stock. In connection with the exchange, 3,644,110 shares of Class B Common Stock were automatically redeemed and cancelled.
F2: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.
F3: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.