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StepStone Group Inc. Director's Dealing 2021

Mar 25, 2021

30777_dirs_2021-03-25_5711bd38-98d0-483e-9e28-aea7f54d8f8f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: StepStone Group Inc. (STEP)
CIK: 0001796022
Period of Report: 2021-03-23

Reporting Person: Maruszewski Mark (Director, See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-09-30 Class B Common Stock G 81972 Disposed 3799629 Direct
2020-09-30 Class B Common Stock G 81972 Acquired 659097 Indirect
2021-03-23 Class B Common Stock D 299629 $0.001 Disposed 3500000 Direct
2021-03-23 Class A Common Stock C 299629 Acquired 341296 Direct
2021-03-23 Class A Common Stock S 299629 $28.32 Disposed 41667 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-09-30 Class B Units $ G 81972 Disposed Class A Common Stock (81972.0) Direct
2020-09-30 Class B Units $ G 81972 Acquired Class A Common Stock (81972.0) Indirect
2021-03-23 Class B Units $ C 299629 Disposed Class A Common Stock (299629.0) Direct

Footnotes

F1: On March 23, 2021, the Reporting Person exchanged 299,629 Class B Units of StepStone Group LP for 299,629 shares of Class A Common Stock. In connection with the exchange, 299,629 shares of Class B Common Stock were automatically redeemed and cancelled.

F2: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F3: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.