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StepStone Group Inc. — Director's Dealing 2021
Nov 22, 2021
30777_dirs_2021-11-22_649b913e-fe6b-4ff7-8688-be814c3c12c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: StepStone Group Inc. (STEP)
CIK: 0001796022
Period of Report: 2021-11-18
Reporting Person: Brem Monte M (Director, See remarks, See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-18 | Class B Common Stock | D | 863616 | $0.001 | Disposed | 2905953 | Indirect |
| 2021-11-18 | Class A Common Stock | C | 863616 | — | Acquired | 863616 | Indirect |
| 2021-11-18 | Class A Common Stock | S | 863616 | $51.83 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-18 | Class B Units | $ | C | 863616 | Disposed | Class A Common Stock (863616.0) | Indirect |
Footnotes
F1: On November 18, 2021, the Reporting Person exchanged 863,616 Class B Units of StepStone Group LP (the "Partnership") for 863,616 shares of Class A Common Stock. In connection with the exchange, 863,616 shares of Class B Common Stock were automatically redeemed and cancelled.
F2: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.
F3: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.