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StepStone Group Inc. — Director's Dealing 2021
Nov 22, 2021
30777_dirs_2021-11-22_73074fbe-d78f-48f0-a172-7d2e5689a6ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: StepStone Group Inc. (STEP)
CIK: 0001796022
Period of Report: 2021-11-18
Reporting Person: Hart Scott W (Director, Co-Chief Executive Officer, See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-18 | Class B Common Stock | D | 66517 | $0.001 | Disposed | 3041291 | Indirect |
| 2021-11-18 | Class A Common Stock | C | 66517 | — | Acquired | 66517 | Indirect |
| 2021-11-18 | Class A Common Stock | S | 66517 | $51.83 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-18 | Class B Units | $ | C | 66517 | Disposed | Class A Common Stock (66517.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 13380 | Direct |
Footnotes
F1: On November 18, 2021, the Reporting Person exchanged 66,517 Class B Units of StepStone Group LP (the "Partnership") for 66,517 shares of Class A Common Stock. In connection with the exchange, 66,517 shares of Class B Common Stock were automatically redeemed and cancelled.
F2: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.
F3: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.