AI assistant
StepStone Group Inc. — Director's Dealing 2021
Nov 22, 2021
30777_dirs_2021-11-22_e460ec6c-c196-4486-9920-ab529f345df5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: StepStone Group Inc. (STEP)
CIK: 0001796022
Period of Report: 2021-11-18
Reporting Person: Randel Johnny D (Chief Financial Officer, See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-18 | Class B Common Stock | D | 133033 | $0.001 | Disposed | 1126593 | Direct |
| 2021-11-18 | Class A Common Stock | C | 133033 | — | Acquired | 164333 | Direct |
| 2021-11-18 | Class A Common Stock | S | 133033 | $51.83 | Disposed | 31300 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-18 | Class B Units | $ | C | 133033 | Disposed | Class A Common Stock (133033.0) | Direct |
Footnotes
F1: On November 18, 2021, the Reporting Person exchanged 133,033 Class B Units of StepStone Group LP (the "Partnership") for 133,033 shares of Class A Common Stock. In connection with the exchange, 133,033 shares of Class B Common Stock were automatically redeemed and cancelled.
F2: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.
F3: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.