Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

StepStone Group Inc. Director's Dealing 2021

Nov 22, 2021

30777_dirs_2021-11-22_e460ec6c-c196-4486-9920-ab529f345df5.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: StepStone Group Inc. (STEP)
CIK: 0001796022
Period of Report: 2021-11-18

Reporting Person: Randel Johnny D (Chief Financial Officer, See remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-18 Class B Common Stock D 133033 $0.001 Disposed 1126593 Direct
2021-11-18 Class A Common Stock C 133033 Acquired 164333 Direct
2021-11-18 Class A Common Stock S 133033 $51.83 Disposed 31300 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-18 Class B Units $ C 133033 Disposed Class A Common Stock (133033.0) Direct

Footnotes

F1: On November 18, 2021, the Reporting Person exchanged 133,033 Class B Units of StepStone Group LP (the "Partnership") for 133,033 shares of Class A Common Stock. In connection with the exchange, 133,033 shares of Class B Common Stock were automatically redeemed and cancelled.

F2: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F3: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.