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STEPAN CO Director's Dealing 2021

Jan 8, 2021

32175_dirs_2021-01-08_9d1732d9-449a-4523-a43e-f78b41c8e45b.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: STEPAN CO (SCL)
CIK: 0000094049
Period of Report: 2021-01-01

Reporting Person: Stepan Richard Finn (V.P. and Gen'l. Mgr., Polymers)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 210142 Direct
Common Stock 860.849 Indirect
Common Stock 66000 Indirect
Common Stock 22307 Indirect
Common Stock 22407 Indirect
Common Stock 22407 Indirect
Common Stock 22407 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $72.99 2028-02-20 Common Stock (184) Direct
Performance Shares $ Common Stock (438) Direct
Stock Appreciation Right $72.99 2028-02-20 Common Stock (552) Direct
Stock Option (Right to Buy) $92.29 2029-02-19 Common Stock (376) Direct
Performance Shares $ Common Stock (433) Direct
Stock Appreciation Right $92.29 2029-02-19 Common Stock (1126) Direct
Stock Option (Right to Buy) $102.30 2030-02-18 Common Stock (579) Direct
Performance Shares $ Common Stock (391) Direct
Stock Appreciation Right $102.30 2030-02-18 Common Stock (1736) Direct

Footnotes

F1: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F2: Vests ratably over two years beginning on the date shown.

F3: Each performance share represents a contingent right to receive one share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2021.

F4: Vests ratably over three years beginning on the date shown.

F5: Each performance share represents a contingent right to receive one share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2022.