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STEPAN CO — Director's Dealing 2021
Jan 8, 2021
32175_dirs_2021-01-08_9d1732d9-449a-4523-a43e-f78b41c8e45b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: STEPAN CO (SCL)
CIK: 0000094049
Period of Report: 2021-01-01
Reporting Person: Stepan Richard Finn (V.P. and Gen'l. Mgr., Polymers)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 210142 | Direct |
| Common Stock | 860.849 | Indirect |
| Common Stock | 66000 | Indirect |
| Common Stock | 22307 | Indirect |
| Common Stock | 22407 | Indirect |
| Common Stock | 22407 | Indirect |
| Common Stock | 22407 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $72.99 | 2028-02-20 | Common Stock (184) | Direct | |
| Performance Shares | $ | Common Stock (438) | Direct | ||
| Stock Appreciation Right | $72.99 | 2028-02-20 | Common Stock (552) | Direct | |
| Stock Option (Right to Buy) | $92.29 | 2029-02-19 | Common Stock (376) | Direct | |
| Performance Shares | $ | Common Stock (433) | Direct | ||
| Stock Appreciation Right | $92.29 | 2029-02-19 | Common Stock (1126) | Direct | |
| Stock Option (Right to Buy) | $102.30 | 2030-02-18 | Common Stock (579) | Direct | |
| Performance Shares | $ | Common Stock (391) | Direct | ||
| Stock Appreciation Right | $102.30 | 2030-02-18 | Common Stock (1736) | Direct |
Footnotes
F1: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.
F2: Vests ratably over two years beginning on the date shown.
F3: Each performance share represents a contingent right to receive one share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2021.
F4: Vests ratably over three years beginning on the date shown.
F5: Each performance share represents a contingent right to receive one share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2022.