AI assistant
STEPAN CO — Director's Dealing 2021
Jul 7, 2021
32175_dirs_2021-07-07_94676af6-4cd3-42d4-81f3-b3643b942800.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: STEPAN CO (SCL)
CIK: 0000094049
Period of Report: 2021-06-11
Reporting Person: Catlett Janet Anne (VP, CHRO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-11 | Common Stock | J | 1.629 | $132.044 | Acquired | 3145.879 | Direct |
| 2021-06-15 | Common Stock | J | 1.044 | $130.87 | Acquired | 3146.923 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-15 | Share Units | $ | J | 6.046 | Acquired | Common Stock (6.046) | Direct |
Footnotes
F1: This Form 4/A revises the transaction codes previously reported on the reporting person's Form 4 filed on June 16, 2021. The transactions were not required to be reported and are exempt under Rule 16a-11.
F2: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.
F3: Share Units convert on a one-for-one basis into Common Stock.
F4: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.
F5: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.