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STEPAN CO Director's Dealing 2020

Aug 17, 2020

32175_dirs_2020-08-17_901aa878-d65b-436f-9d0f-c3e5e77992a6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STEPAN CO (SCL)
CIK: 0000094049
Period of Report: 2020-08-13

Reporting Person: STEPAN F QUINN JR (Director, Chairman, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-08-13 Common Stock M 3747 $63.11 Acquired 197403.652 Direct
2020-08-13 Common Stock M 1253 $63.11 Acquired 198656.652 Direct
2020-08-13 Common Stock M 3730 $63.11 Acquired 202386.652 Direct
2020-08-13 Common Stock M 1270 $63.11 Acquired 203656.652 Direct
2020-08-13 Common Stock M 3300 $63.11 Acquired 206956.652 Direct
2020-08-13 Common Stock M 1122 $63.11 Acquired 208078.652 Direct
2020-08-13 Common Stock S 2720 $115.1748 Disposed 205358.652 Direct
2020-08-13 Common Stock S 8057 $115.8566 Disposed 197301.652 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-08-13 Employee Stock Option (Right to Buy) $63.11 M 3747 Disposed 2023-02-18 Common Stock (3747) Direct
2020-08-13 Employee Stock Option (Right to Buy) $63.11 M 1253 Disposed 2023-02-18 Common Stock (1253) Direct
2020-08-13 Employee Stock Option (Right to Buy) $63.11 M 3730 Disposed 2023-02-18 Common Stock (3730) Direct
2020-08-13 Employee Stock Option (Right to Buy) $63.11 M 1270 Disposed 2023-02-18 Common Stock (1270) Direct
2020-08-13 Employee Stock Option (Right to Buy) $63.11 M 3300 Disposed 2023-02-18 Common Stock (3300) Direct
2020-08-13 Employee Stock Option (Right to Buy) $63.11 M 1122 Disposed 2023-02-18 Common Stock (1122) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 95849 Direct
Common Stock 11549.803 Indirect
Common Stock 160000 Indirect
Common Stock 48000 Indirect
Common Stock 71382 Indirect
Common Stock 40000 Indirect

Footnotes

F1: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $114.43 to $115.42, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

F2: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $115.43 to $116.265, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

F3: Joint Tenancy with Spouse.

F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose.