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STEPAN CO — Director's Dealing 2017
Feb 14, 2017
32175_dirs_2017-02-14_a89fc1c3-db43-4fc2-aeac-aa14ed6325e0.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: STEPAN CO (SCL)
CIK: 0000094049
Period of Report: 2016-12-31
Reporting Person: STEPAN F QUINN JR (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-16 | Common Stock | G | 355 | — | Acquired | 2518 | Indirect |
| 2016-11-16 | Common Stock | G | 355 | — | Acquired | 126800.121 | Direct |
| 2016-12-18 | Common Stock | G | 16551 | — | Acquired | 143351.121 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 104423 | Direct |
| Common Stock | 10741.135 | Indirect |
| Common Stock | 48000 | Indirect |
| Common Stock | 54978 | Indirect |
| Common Stock | 40000 | Indirect |
| Common Stock | 160000 | Indirect |
| Common Stock | 442047 | Indirect |
Footnotes
F1: Reflects a reclassification of 600 shares as being held directly rather than directly in joint tenancy with spouse.
F2: Reflects a reclassification of 600 shares as being held directly rather than directly in joint tenancy with spouse (as described in footnote 1) and a reduction of 355 shares incorrectly included in the Form 4 filed by the reporting person on December 19, 2016 (related to one of the gifts reported on this Form 5).
F3: Joint Tenancy with Spouse.
F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F5: Holding has been reduced by 87 shares due to administrative error in prior reports.