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STEPAN CO — Director's Dealing 2017
Sep 19, 2017
32175_dirs_2017-09-19_ae1d69ac-3006-4262-865f-3d0159b68a42.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: STEPAN CO (SCL)
CIK: 0000094049
Period of Report: 2017-09-01
Reporting Person: Moriarty Sean Thomas (VP & GM Polymers)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1400.805 | Direct |
| Common Stock | 3492.809 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $63.11 | 2023-02-18 | Common Stock (518) | Direct | |
| Stock Option (Right to Buy) | $61.91 | 2024-02-17 | Common Stock (629) | Direct | |
| Stock Option (Right to Buy) | $58.22 | 2024-04-28 | Common Stock (1332) | Direct | |
| Stock Option (Right to Buy) | $43.85 | 2026-02-22 | Common Stock (1533) | Direct | |
| Stock Option (Right to Buy) | $78.58 | 2027-02-20 | Common Stock (949) | Direct | |
| Stock Appreciation Right | $63.11 | 2023-02-18 | Common Stock (1208) | Direct | |
| Stock Appreciation Right | $61.91 | 2024-02-17 | Common Stock (1888) | Direct | |
| Stock Appreciation Right | $58.22 | 2024-04-28 | Common Stock (3997) | Direct | |
| Stock Appreciation Right | $43.85 | 2026-02-22 | Common Stock (4598) | Direct | |
| Stock Appreciation Right | $78.58 | 2027-02-20 | Common Stock (2848) | Direct | |
| Performance Shares | $ | Common Stock (1458) | Direct | ||
| Performance Shares | $ | Common Stock (1368) | Direct | ||
| Performance Shares | $ | Common Stock (764) | Direct | ||
| Share Units | $ | Common Stock (5217.222) | Direct |
Footnotes
F1: This amendment reflects Share Units which were inadvertently reported as directly held shares in in the original Form 3.
F2: Each performance share represents a contingent right to receive one share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2017.
F3: Each performance share represents a contingent right to receive one share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2018.
F4: Each performance share represents a contingent right to receive one share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2019.
F5: Share Units owned by the reporting persons election under the MIP are generally payable at end of employment, unless otherwise elected
F6: Share Units acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions that convert on a one-for-one basis into Common Stock.