Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

STEPAN CO Director's Dealing 2016

Apr 18, 2016

32175_dirs_2016-04-18_fc37b7ae-b5d5-4e3c-ba33-85d6c88df447.zip

Director's Dealing

Open in viewer

Opens in your device viewer

{# SEO P0-1: filing HTML is rendered server-side so Googlebot sees the full text without executing JS or following an iframe to a Disallow'd CDN path. The content has already been sanitized through filings.seo.sanitize_filing_html. #}

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STEPAN CO (SCL)
CIK: 0000094049
Period of Report: 2016-04-14

Reporting Person: STEPAN F QUINN JR (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-04-14 Common Stock M 580 $18.46 Acquired 134081.94 Direct
2016-04-14 Common Stock S 580 $58.46 Disposed 133501.94 Direct
2016-04-15 Common Stock M 30958 $18.46 Acquired 164459.94 Direct
2016-04-15 Common Stock S 28181 $58.46 Disposed 136278.94 Direct
2016-04-15 Common Stock S 200 $58.465 Disposed 136078.94 Direct
2016-04-15 Common Stock S 1017 $58.47 Disposed 135061.94 Direct
2016-04-15 Common Stock S 100 $58.475 Disposed 134961.94 Direct
2016-04-15 Common Stock S 800 $58.48 Disposed 134161.94 Direct
2016-04-15 Common Stock S 560 $58.49 Disposed 133601.94 Direct
2016-04-15 Common Stock S 100 $58.50 Disposed 133501.94 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-04-14 Employee Stock Option (Right to Buy) $18.46 M 580 Disposed 2017-02-09 Common Stock (580) Direct
2016-04-15 Employee Stock Option (Right to Buy) $18.46 M 30958 Disposed 2017-02-09 Common Stock (30958) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2163 Indirect
Common Stock 103000 Direct
Common Stock 10653.046 Indirect
Common Stock 48000 Indirect
Common Stock 55065 Indirect
Common Stock 40000 Indirect
Common Stock 160000 Indirect
Common Stock 442047 Indirect

Footnotes

F1: Transaction completed pursuant to a 10b5-1 Trading Plan.

F2: Joint Tenancy with Spouse.

F3: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.