STEPAN CO — Director's Dealing 2016

Jul 21, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: STEPAN CO (SCL)
CIK: 0000094049
Period of Report: 2016-07-19

Reporting Person: Slone Robert Victor (VP Chief Tech & Sustainability)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2172.21	Direct
Common Stock	246.784	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (Right to Buy)	$43.85	2026-02-22	Common Stock (1277)		Direct
Employee Stock Option (Right to Buy)	$41.16	2025-02-16	Common Stock (1204)		Direct
Employee Stock Option (Right to Buy)	$57.79	2023-11-03	Common Stock (1377)		Direct
Stock Appreciation Right	$43.85	2026-02-22	Common Stock (3832)		Direct
Stock Appreciation Right	$41.16	2025-02-16	Common Stock (3611)		Direct
Stock Appreciation Right	$57.79	2023-11-03	Common Stock (1377)		Direct
Performance Shares	$0.00		Common Stock (1140)		Direct
Performance Shares	$0.00		Common Stock (1215)		Direct

Footnotes

F1: Includes time-based Restricted Stock.

F2: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2018.

F3: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2017.