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STEPAN CO — Director's Dealing 2016
Nov 14, 2016
32175_dirs_2016-11-14_8d5a0f7b-46e9-4118-9303-602299b93bb9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STEPAN CO (SCL)
CIK: 0000094049
Period of Report: 2016-11-09
Reporting Person: Servatius Gregory (VP of Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-09 | Common Stock | M | 1000 | $25.605 | Acquired | 19342.81 | Direct |
| 2016-11-09 | Common Stock | S | 1000 | $72.93 | Disposed | 18342.81 | Direct |
| 2016-11-10 | Common Stock | M | 1000 | $25.605 | Acquired | 19342.81 | Direct |
| 2016-11-10 | Common Stock | S | 1000 | $73.93 | Disposed | 18342.81 | Direct |
| 2016-11-10 | Common Stock | M | 1000 | $25.605 | Acquired | 19342.81 | Direct |
| 2016-11-10 | Common Stock | S | 1000 | $74.93 | Disposed | 18342.81 | Direct |
| 2016-11-11 | Common Stock | M | 832 | $25.605 | Acquired | 19174.81 | Direct |
| 2016-11-11 | Common Stock | S | 800 | $76.93 | Disposed | 18374.81 | Direct |
| 2016-11-11 | Common Stock | S | 32 | $77.0401 | Disposed | 18342.81 | Direct |
| 2016-11-11 | Common Stock | M | 1000 | $25.605 | Acquired | 19342.81 | Direct |
| 2016-11-11 | Common Stock | S | 1000 | $75.93 | Disposed | 18342.81 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-09 | Employee Stock Option (Right to Buy) | $25.605 | M | 1000 | Disposed | 2018-02-08 | Common Stock (1000) | Direct |
| 2016-11-10 | Employee Stock Option (Right to Buy) | $25.605 | M | 1000 | Disposed | 2018-02-08 | Common Stock (1000) | Direct |
| 2016-11-10 | Employee Stock Option (Right to Buy) | $25.605 | M | 1000 | Disposed | 2018-02-08 | Common Stock (1000) | Direct |
| 2016-11-11 | Employee Stock Option (Right to Buy) | $25.605 | M | 1000 | Disposed | 2018-02-08 | Common Stock (1000) | Direct |
| 2016-11-11 | Employee Stock Option (Right to Buy) | $25.605 | M | 832 | Disposed | 2018-02-08 | Common Stock (832) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 442047 | Indirect |
| Common Stock | 8816.398 | Indirect |
Footnotes
F1: Reflects ESOP II acquisitions and dispositions that have occurred since the Reporting Person's last ownership report covering ESOP II holdings.
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