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STEPAN CO Director's Dealing 2016

Nov 14, 2016

32175_dirs_2016-11-14_8d5a0f7b-46e9-4118-9303-602299b93bb9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STEPAN CO (SCL)
CIK: 0000094049
Period of Report: 2016-11-09

Reporting Person: Servatius Gregory (VP of Human Resources)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-09 Common Stock M 1000 $25.605 Acquired 19342.81 Direct
2016-11-09 Common Stock S 1000 $72.93 Disposed 18342.81 Direct
2016-11-10 Common Stock M 1000 $25.605 Acquired 19342.81 Direct
2016-11-10 Common Stock S 1000 $73.93 Disposed 18342.81 Direct
2016-11-10 Common Stock M 1000 $25.605 Acquired 19342.81 Direct
2016-11-10 Common Stock S 1000 $74.93 Disposed 18342.81 Direct
2016-11-11 Common Stock M 832 $25.605 Acquired 19174.81 Direct
2016-11-11 Common Stock S 800 $76.93 Disposed 18374.81 Direct
2016-11-11 Common Stock S 32 $77.0401 Disposed 18342.81 Direct
2016-11-11 Common Stock M 1000 $25.605 Acquired 19342.81 Direct
2016-11-11 Common Stock S 1000 $75.93 Disposed 18342.81 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-09 Employee Stock Option (Right to Buy) $25.605 M 1000 Disposed 2018-02-08 Common Stock (1000) Direct
2016-11-10 Employee Stock Option (Right to Buy) $25.605 M 1000 Disposed 2018-02-08 Common Stock (1000) Direct
2016-11-10 Employee Stock Option (Right to Buy) $25.605 M 1000 Disposed 2018-02-08 Common Stock (1000) Direct
2016-11-11 Employee Stock Option (Right to Buy) $25.605 M 1000 Disposed 2018-02-08 Common Stock (1000) Direct
2016-11-11 Employee Stock Option (Right to Buy) $25.605 M 832 Disposed 2018-02-08 Common Stock (832) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 442047 Indirect
Common Stock 8816.398 Indirect

Footnotes

F1: Reflects ESOP II acquisitions and dispositions that have occurred since the Reporting Person's last ownership report covering ESOP II holdings.