AI assistant
STEPAN CO — Director's Dealing 2015
Feb 12, 2015
32175_dirs_2015-02-11_ed87095b-443e-4cbf-876a-46f0baf7ab53.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: STEPAN CO (SCL)
CIK: 0000094049
Period of Report: 2010-02-09
Reporting Person: STEPAN F QUINN JR (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-09 | Common Stock | A | 5858 | $0.00 | Acquired | 54651.0816 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-09 | Employee Stock Option (Right to Buy) | $51.21 | A | 27174 | Acquired | 2018-02-08 | Common Stock (27174) | Direct |
| 2010-02-09 | Performance Shares | $ | A | 5858 | Acquired | Common Stock (5858) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7081 | Indirect |
| Common Stock | 36447 | Indirect |
| Common Stock | 50880 | Direct |
| Common Stock | 21312 | Indirect |
| Common Stock | 30257 | Indirect |
| Common Stock | 15792 | Indirect |
Footnotes
F1: This award of restricted stock was incorrectly reported in 2010 on Table II of the original Form 4. This amendment is being filed solely to correctly report the award on Table I. These restricted shares were also omitted from the totals in Column 5 of Table l on Forms filed by the Reporting Person subsequent to February 11, 2010. The number of shares reported as being granted for this award does not reflect the additional 5,858 shares that resulted from the November 30, 2012 two-for-one stock split, which additional shares were also omitted from the totals in Column 5 of Table l on Forms filed by the Reporting Person subsequent to November 30, 2012 (reflecting the stock split, the number of shares subject to this award and reported as acquired on February 9, 2010 would be 11,716). The number of shares reflected in Column 5 of Table I of this amendment is the total number of shares held as of the original filing date (and does not reflect the November 30, 2012 stock split).
F2: Joint Tenancy with Spouse.
F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.
F4: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2012.