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STEPAN CO — Director's Dealing 2014
Feb 24, 2014
32175_dirs_2014-02-24_de4524b3-ae1f-440e-83a6-1a2a1bdb3e74.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STEPAN CO (SCL)
CIK: 0000094049
Period of Report: 2014-02-20
Reporting Person: STEPAN F QUINN JR (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-20 | Common Stock | J | 37999 | — | Disposed | 538301 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10046.853 | Indirect |
| Common Stock | 120341.254 | Direct |
| Common Stock | 103000 | Direct |
| Common Stock | 923 | Indirect |
| Common Stock | 48000 | Indirect |
| Common Stock | 18676 | Indirect |
| Common Stock | 36389 | Indirect |
| Common Stock | 40000 | Indirect |
| Common Stock | 160000 | Indirect |
Footnotes
F1: On February 20, 2014, 37,999 shares of Stepan Company Common Stock were transferred from the Stepan Company Pension Plan to the Employee Stock Ownership Plan II (ESOP II) established by Stepan Company. The Reporting Person is a member of the Plan Committee of Stepan Company which has oversight responsibility over investments of funds for employee benefit programs.
F2: Reflects ESOP II acquisitions that have occurred since the Reporting Person's last ownership report covering ESOP II holdings.
F3: Joint Tenancy with Spouse.
F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.