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STEPAN CO — Director's Dealing 2014
Apr 11, 2014
32175_dirs_2014-04-11_e6088263-5807-4a4d-bcda-7b6180236569.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: STEPAN CO (SCL)
CIK: 0000094049
Period of Report: 2014-04-04
Reporting Person: Mergner Arthur W (V.P. & General Manager)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3216.000 | Direct |
| Common Stock | 5517.305 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Performance Shares | $0.00 | Common Stock (1122.000) | Direct | ||
| Performance Shares | $0.00 | Common Stock (713.000) | Direct | ||
| Performance Shares | $0.00 | Common Stock (1615.000) | Direct | ||
| Employee Stock Option (Right to Buy) | $13.12 | 2016-02-13 | Common Stock (3500) | Direct | |
| Employee Stock Option (Right to Buy) | $15.8500 | 2015-02-12 | Common Stock (1500) | Direct | |
| Employee Stock Option (Right to Buy) | $16.08 | 2016-02-11 | Common Stock (4000) | Direct | |
| Employee Stock Option (Right to Buy) | $18.4600 | 2017-02-09 | Common Stock (4500) | Direct | |
| Employee Stock Option (Right to Buy) | $25.60 | 2018-02-08 | Common Stock (2438) | Direct | |
| Employee Stock Option (Right to Buy) | $37.5100 | 2019-02-06 | Common Stock (1734) | Direct | |
| Employee Stock Option (Right to Buy) | $42.76 | 2022-02-13 | Common Stock (1038) | Direct | |
| Employee Stock Option (Right to Buy) | $63.1100 | 2023-02-18 | Common Stock (583) | Direct | |
| Employee Stock Option (Right to Buy) | $61.9100 | 2024-02-17 | Common Stock (1573) | Direct | |
| Stock Appreciation Right | $42.76 | 2022-02-13 | Common Stock (1038) | Direct | |
| Stock Appreciation Right | $63.1100 | 2023-02-18 | Common Stock (1359) | Direct | |
| Stock Appreciation Right | $61.9100 | 2024-02-17 | Common Stock (4719) | Direct |
Footnotes
F1: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2014.
F2: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2015.
F3: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2016.