AI assistant
STEPAN CO — Director's Dealing 2014
Sep 8, 2014
32175_dirs_2014-09-08_5a3aa45d-decc-460e-9581-b1567c367b1b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: STEPAN CO (SCL)
CIK: 0000094049
Period of Report: 2014-09-05
Reporting Person: Behrens Scott R. (VP/GM Surfactants)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3150.926 | Direct |
| Common Stock | 2857.977 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Performance Shares | $0 | Common Stock (1404) | Direct | ||
| Performance Shares | $0 | Common Stock (951) | Direct | ||
| Performance Shares | $0 | Common Stock (808) | Direct | ||
| Performance Shares | $0 | Common Stock (1718) | Direct | ||
| Employee Stock Option (Right to Buy) | $42.765 | 2022-02-13 | Common Stock (1298) | Direct | |
| Employee Stock Option (Right to Buy) | $63.11 | 2023-02-18 | Common Stock (777) | Direct | |
| Employee Stock Option (Right to Buy) | $61.91 | 2024-02-17 | Common Stock (787) | Direct | |
| Employee Stock Option (Right to Buy) | $58.22 | 2024-04-28 | Common Stock (1665) | Direct | |
| Stock Appreciation Right | $63.11 | 2023-02-18 | Common Stock (1813) | Direct | |
| Stock Appreciation Right | $61.91 | 2024-02-17 | Common Stock (2360) | Direct | |
| Stock Appreciation Right | $58.22 | 2024-04-28 | Common Stock (4996) | Direct | |
| Share Units | $ | Common Stock (8361.394) | Direct |
Footnotes
F1: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2014.
F2: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2015.
F3: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2016.
F4: Share Units are acquired under the Management Incentive Plan Amended and Restated as of January 1, 2010 ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.