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STEPAN CO — Director's Dealing 2013
Mar 1, 2013
32175_dirs_2013-03-01_8b7342b4-0572-42ec-8b44-91bb97c7742f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STEPAN CO (SCL)
CIK: 0000094049
Period of Report: 2013-02-28
Reporting Person: STEPAN F QUINN JR (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-28 | Common Stock | M | 9842 | — | Acquired | 122352.722 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-28 | Performance Shares | $ | M | 11716 | Disposed | Common Stock (11716) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 103000 | Direct |
| Common Stock | 487 | Indirect |
| Common Stock | 9838.056 | Indirect |
| Common Stock | 48000 | Indirect |
| Common Stock | 15000 | Indirect |
| Common Stock | 36389 | Indirect |
| Common Stock | 38304 | Indirect |
| Common Stock | 158024 | Indirect |
| Common Stock | 576300 | Indirect |
Footnotes
F1: Amount reported reflects vesting of 9,842 performance shares on Table II due to achievement of certain financial targets by December 31, 2012. Also reflects the 2-for-1 stock split of Stepan Company Common Stock on November 30, 2012.
F2: Joint Tenancy with Spouse.
F3: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.
F4: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2012. Also reflects the 2-for-1 stock split of Stepan Company Common Stock on November 30, 2012.