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STEPAN CO — Director's Dealing 2013
Mar 4, 2013
32175_dirs_2013-03-04_ecbacd03-c1da-491b-a55f-25e014ca3dcc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STEPAN CO (SCL)
CIK: 0000094049
Period of Report: 2013-02-28
Reporting Person: WOOD ROBERT JOHN (V.P. & General Manager)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-28 | Common Stock | M | 3347 | — | Acquired | 17551 | Direct |
| 2013-02-28 | Common Stock | F | 1124 | — | Disposed | 16427 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-28 | Performance Shares | $ | M | 3984 | Disposed | Common Stock (3984) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11226.413 | Indirect |
| Common Stock | 900 | Indirect |
Footnotes
F1: Amount reported reflects vesting of 3,347 performance shares on Table II due to achievement of certain financial targets by December 31, 2012. In addition, 1,124 shares were disposed of for taxes as allowed under the plan. Amounts also reflect the 2-for-1 stock split of Stepan Company Common Stock on November 30, 2012.
F2: Reflects ESOP II acquisitions that have occurred since the Reporting Person's last ownership report covering ESOP II holdings.
F3: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2012. Also reflects the 2-for-1 stock split of Stepan Company Common Stock on November 30, 2012.