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STEPAN CO — Director's Dealing 2013
Mar 5, 2013
32175_dirs_2013-03-04_108f6648-97da-4bb8-9397-b526a0d8ec73.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STEPAN CO (SCL)
CIK: 0000094049
Period of Report: 2005-06-16
Reporting Person: PACHOLEC FRANK (Vice President R&D)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2005-06-16 | Common Stock | P | 6.752 | $21.66 | Acquired | 51278.776 | Direct |
| 2005-09-16 | Common Stock | P | 5.678 | $25.990 | Acquired | 51290.132 | Direct |
| 2005-12-16 | Common Stock | P | 5.823 | $26.190 | Acquired | 51301.778 | Direct |
| 2006-02-24 | Common Stock | P | 400 | $27.000 | Acquired | 52101.778 | Direct |
| 2006-02-24 | Common Stock | P | 600 | $26.990 | Acquired | 53301.778 | Direct |
| 2006-03-16 | Common Stock | P | 5.800 | $26.490 | Acquired | 53313.378 | Direct |
| 2006-06-16 | Common Stock | P | 4.834 | $32.000 | Acquired | 53323.046 | Direct |
| 2006-09-18 | Common Stock | P | 5.086 | $30.630 | Acquired | 53333.218 | Direct |
| 2007-03-15 | Common Stock | P | 91.477 | $26.78 | Acquired | 53516.172 | Direct |
| 2007-06-15 | Common Stock | P | 78.49 | $31.45 | Acquired | 53673.152 | Direct |
| 2007-09-14 | Common Stock | P | 82.958 | $29.95 | Acquired | 53839.068 | Direct |
| 2007-12-14 | Common Stock | P | 79.584 | $32.20 | Acquired | 53998.236 | Direct |
| 2013-02-28 | Common Stock | M | 1969 | — | Acquired | 55967.236 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-28 | Performance Shares | $ | M | 2344 | Disposed | Common Stock (2344) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1488.906 | Indirect |
Footnotes
F1: This transaction is being reported late due to an inadvertent oversight.
F2: On November 30, 2012, the common stock of Stepan Company split 2-for-1, resulting in the Reporting Person's ownership of 6.752 additional shares of Common Stock. Reflects de minimis adjustment of .049 shares and also reflects adjustment of 1,567.953 post-split shares that had been reported as beneficially owned by the Reporting Person, but were not beneficially owned.
F3: On November 30, 2012, the common stock of Stepan Company split 2-for-1, resulting in the Reporting Person's ownership of 5.678 additional shares of Common Stock.
F4: On November 30, 2012, the common stock of Stepan Company split 2-for-1, resulting in the Reporting Person's ownership of 5.823 additional shares of Common Stock
F5: On November 30, 2012, the common stock of Stepan Company split 2-for-1, resulting in the Reporting Person's ownership of 400 additional shares of Common Stock.
F6: On November 30, 2012, the common stock of Stepan Company split 2-for-1, resulting in the Reporting Person's ownership of 600 additional shares of Common Stock.
F7: On November 30, 2012, the common stock of Stepan Company split 2-for-1, resulting in the Reporting Person's ownership of 5.8 additional shares of Common Stock.
F8: On November 30, 2012, the common stock of Stepan Company split 2-for-1, resulting in the Reporting Person's ownership of 4.834 additional shares of Common Stock.
F9: On November 30, 2012, the common stock of Stepan Company split 2-for-1, resulting in the Reporting Person's ownership of 5.086 additional shares of Common Stock.
F10: On November 30, 2012, the common stock of Stepan Company split 2-for-1, resulting in the Reporting Person's ownership of 91.477 additional shares of Common Stock.
F11: On November 30, 2012, the common stock of Stepan Company split 2-for-1, resulting in the Reporting Person's ownership of 78.49 additional shares of Common Stock.
F12: On November 30, 2012, the common stock of Stepan Company split 2-for-1, resulting in the Reporting Person's ownership of 82.958 additional shares of Common Stock.
F13: On November 30, 2012, the common stock of Stepan Company split 2-for-1, resulting in the Reporting Person's ownership of 79.584 additional shares of Common Stock.
F14: Amount reported reflects vesting of 1,969 performance shares on Table II due to achievement of certain financial targets by December 31, 2012. Also reflects the 2-for-1 stock split of Stepan Company Common Stock on November 30, 2012.
F15: Reflects ESOP II acquisitions that have occurred since the Reporting Person's last ownership report covering ESOP II holdings.
F16: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2012. Also reflects the 2-for-1 stock split of Stepan Company Common Stock on November 30, 2012.