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STEPAN CO — Director's Dealing 2012
Oct 30, 2012
32175_dirs_2012-10-30_4dda4294-dfd8-4a6a-9a9e-3e3b901fdd14.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STEPAN CO (SCL)
CIK: 0000094049
Period of Report: 2012-10-26
Reporting Person: STEPAN F QUINN (Director, Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-26 | Common Stock | C | 14628 | — | Acquired | 176694.778 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-26 | Convertible Preferred Stock | $ | C | 12812 | Disposed | Common Stock (14628) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 57790 | Indirect |
| Common Stock | 38950.474 | Indirect |
| Common Stock | 426584 | Indirect |
| Common Stock | 114691 | Indirect |
| Common Stock | 143063 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Convertible Preferred Stock | $ | Common Stock (190078.54) | 166480 | Indirect | |
| Convertible Preferred Stock | $ | Common Stock (10355.661) | 9069.99 | Indirect |
Footnotes
F1: The reporting person converted 12,812 shares of convertible preferred stock resulting in his acquisition of 14,628.101 shares of common stock. Each share of convertible preferred stock was convertible at any time into 1.14175 shares of common stock. The shares of convertible preferred stock had no expiration date.
F2: Reflects ESOP II acquisitions and distributions that have occurred since the Reporting Person's last ownership report covering ESOP II holdings.
F3: Each share of convertible preferred stock is convertible at any time into 1.14175 shares of common stock. The convertible preferred stock has no expiration date.