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STEPAN CO — Director's Dealing 2011
Feb 16, 2011
32175_dirs_2011-02-16_a8b5ecde-1b2c-4b20-a249-8d4edde65410.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STEPAN CO (SCL)
CIK: 0000094049
Period of Report: 2011-02-14
Reporting Person: STEPAN F QUINN JR (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-14 | Common Stock | M | 6000 | — | Acquired | 53302.7246 | Direct |
| 2011-02-14 | Common Stock | A | 6000 | — | Acquired | 59302.7246 | Direct |
| 2011-02-15 | Common Stock | J | 17.6457 | — | Acquired | 59320.3703 | Direct |
| 2011-02-15 | Common Stock | J | 43.2563 | — | Acquired | 59363.6266 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-14 | Performance Shares | $ | M | 6000 | Disposed | Common Stock (6000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3749 | Indirect |
| Common Stock | 55712 | Direct |
| Common Stock | 37488 | Indirect |
| Common Stock | 16486 | Indirect |
| Common Stock | 21312 | Indirect |
| Common Stock | 30257 | Indirect |
| Common Stock | 1200 | Indirect |
| Common Stock | 370190 | Indirect |
Footnotes
F1: Amount reported reflects vesting of 6,000 performance shares on Table II. Upon vesting, total shares delivered to Reporting Person also includes an additional 6,000 shares due to achievement of certain financial targets by December 31, 2010.
F2: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2010.
F3: Number of common stock shares acquired with dividend purchase to reporting person's account on February 15, 2011, under the Employee Stock Ownership Plan (ESOP) established by Stepan Company.
F4: Number of common stock shares acquired with dividend purchase to reporting person's account on February 15, 2011, under the Employee Stock Ownership Plan II (ESOP II) established by Stepan Company.
F5: Joint Tenancy with Spouse.
F6: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.