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STEPAN CO — Director's Dealing 2010
May 11, 2010
32175_dirs_2010-05-11_37144648-8512-4efd-bf48-f61e14e540db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STEPAN CO (SCL)
CIK: 0000094049
Period of Report: 2009-06-05
Reporting Person: STEPAN F QUINN (Director, Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-06-05 | Common Stock | J | 220 | — | Disposed | 285761.183 | Direct |
| 2009-06-05 | Common Stock | J | 2060 | — | Disposed | 283701.183 | Direct |
| 2010-04-12 | Common Stock | J | 244 | — | Disposed | 283457.183 | Direct |
| 2010-04-12 | Common Stock | J | 2266 | — | Disposed | 281191.183 | Direct |
| 2010-05-07 | Common Stock | J | 175.132 | — | Acquired | 281366.315 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 114691 | Indirect |
| Common Stock | 143063 | Indirect |
| Common Stock | 438846 | Indirect |
| Common Stock | 62519 | Indirect |
| Common Stock | 48774 | Indirect |
Footnotes
F1: Number of shares disposed of from the reporting person's account on June 5, 2009, to comply with minimum required distribution rules under the Employee Stock Ownership Plan (ESOP) established by Stepan Company. This transaction was not previously reported due to an administrative error which has been corrected.
F2: Number of shares disposed of from the reporting person's account on June 5, 2009, to comply with minimum required distribution rules under the Employee Stock Ownership Plan II (ESOP II) established by Stepan Company. This transaction was not previously reported due to an administrative error which has been corrected.
F3: Number of shares disposed of from the reporting person's account on April 12, 2010, to comply with minimum required distribution rules under the ESOP established by Stepan Company. This transaction was not previously reported due to an administrative error which has been corrected.
F4: Number of shares disposed of from the reporting person's account on April 12, 2010, to comply with minimum required distribution rules under the ESOP II established by Stepan Company. This transaction was not previously reported due to an administrative error which has been corrected.
F5: Number of common stock shares acquired with ESOP II Company contribution to reporting person's account on May 7, 2010, under the ESOP II established by Stepan Company.