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STEPAN CO — Director's Dealing 2009
Feb 20, 2009
32175_dirs_2009-02-20_ea025fb2-de1e-477c-a053-f76339e86be1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STEPAN CO (SCL)
CIK: 0000094049
Period of Report: 2009-02-18
Reporting Person: STEPAN F QUINN (Director, Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-02-18 | Common Stock | J | 96.477 | — | Acquired | 300621.114 | Direct |
| 2009-02-18 | Common Stock | J | 1174.167 | — | Acquired | 301795.281 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-02-18 | Management Incentive Plan | $ | J | 3829.282 | Acquired | 1988-08-08 | Common Stock (3829.282) | Direct |
Footnotes
F1: Number of common stock shares acquired with dividend purchase to reporting person's account on February 18, 2009, under the Employee Stock Ownership Plan (ESOP) established by Stepan Company.
F2: Number of common stock shares acquired with dividend purchase to reporting person's account on February 18, 2009, under the Employee Stock Ownership Plan II (ESOP II) established by Stepan Company.
F3: Management Incentive Plan Amended and Restated as of January 1, 2005 ("Plan"), a 16b-3 Plan, is a nonqualified deferred compensation plan which allows Plan participants to elect to defer all or a portion of their deferred compensation into accounts purusant to Plan provisions.