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STEPAN CO — Director's Dealing 2007
Jan 25, 2007
32175_dirs_2007-01-25_c8cc8fc7-0c93-4f4a-b8e4-a83eede3eff1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STEPAN CO (SCL)
CIK: 0000094049
Period of Report: 2007-01-23
Reporting Person: PACHOLEC FRANK (Vice President of R & D)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-01-23 | Common Stock | J | 51.19 | — | Acquired | 11901.19 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-01-23 | 5 1/2% Convertible Preferred Stock | $ | J | 12.1386 | Acquired | 1988-08-08 | Common Stock (13.86) | Direct |
Footnotes
F1: Number of common stock shares allocated to reporting person's account on January 23, 2007, under the Employee Stock Ownership Plan II (ESOPII) established by Stepan Company. A total of 407,920 unallocated common stock shares was transferred to the ESOP II from Stepan Company Profit Sharing Plan on December 27, 2006.
F2: Number of preferred stock shares allocated to reporting person's account on January 23, 2007, under the Employee Stock Ownership Plan II (ESOPII) established by Stepan Company. A total of 96,728 unallocated preferred stock shares was transferred to the ESOP II from Stepan Company Profit Sharing Plan on December 27, 2006. The preferred stock conversion rate is 1.14175 shares of common stock for each share of preferred stock.