STEM, INC. — Director's Dealing 2026

Mar 4, 2026

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STEM, INC. (STEM)
CIK: 0001758766
Period of Report: 2026-03-03

Reporting Person: Tappin Matthew (President, Software Products)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2026-03-03	Common Stock, Par Value $0.0001 Per Share	S	300	$9.67	Disposed	2607	Direct
2026-03-04	Common Stock, Par Value $0.0001 Per Share	S	185	$10	Disposed	2422	Direct

Footnotes

F1: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the previously reported settlement of restricted stock units on March 1, 2026. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.