Stem Holdings, Inc. — Board/Management Information 2021

Nov 26, 2021

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): November 18, 2021

Stem Holdings, Inc.

(Exact Name of Registrant as Specified in its Charter)

Nevada

(State or Other Jurisdiction of Incorporation)

000-55751 61-1794883

(Commission (I.R.S. Employer File No.) Identification No.)

2201 NW Corporate Blvd, Suite 205

Boca Raton, FL 33431 (Zip Code)

(Address of Principal Executive Offices)

Registrant’s telephone number, including area code: (561) 237-2931

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Common Stock par value $0.001	TradingSymbol STMH	Name of exchange on which registered
		OTCQX

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

• ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

• ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

• ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

• ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

TABLE OF CONTENTS

Item 8.01	Other Events
Item 9.01	Financial Statements and Exhibits
SIGNATURES

Item 8.01 Other Events.

On November 18, 2021, the board of directors (the “Board”) of the Company voted to terminate and not renew the employment agreement, dated February 7, 2020, by and between Salvatore Villanueva, III and the Company (the “Employment Agreement”), to be effective December 19, 2021. The Board also voted to place Mr. Villanueva on paid leave during the thirty-day notice period set forth in the Employment Agreement and for Mr. Villanueva to receive continued salary and benefits while he remains employed with the Company.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

None.

SIGNATURES

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Stem Holdings, Inc.

By: /s/ Adam Berk Name: Adam Berk Title: President

Dated: November 24, 2021