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Stellar Bancorp, Inc. — Director's Dealing 2022
Oct 5, 2022
31871_dirs_2022-10-04_159826ee-a04d-452a-bb7b-5a3b5f980185.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Stellar Bancorp, Inc. (STEL)
CIK: 0001473844
Period of Report: 2022-10-01
Reporting Person: Swinbank Joe B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-10-01 | Common Stock | D | 402 | $0.00 | Disposed | 161892 | Direct |
| 2022-10-01 | Common Stock | A | 23273 | — | Acquired | 23273 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 101600 | Indirect |
Footnotes
F1: Shares received in exchange for shares of Allegiance Bancshares, Inc. ("Allegiance"). On October 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Allegiance merged with and into Stellar Bancorp, Inc., formerly CBTX, Inc. ("Stellar"), with Stellar as the surviving entity (the "Merger"). Pursuant to the Merger Agreement, each issued and outstanding share of Allegiance common stock was converted into the right to receive 1.4184 shares of Stellar common stock (the "exchange ratio").
F2: The reporting person controls the general partner of the Swinbank Family Limited Partnership.
F3: The reporting person possesses voting power over the shares held by the JBS/STS Grandchildren's Trust.