Stellar Bancorp, Inc. — Director's Dealing 2021

Feb 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CBTX, Inc. (CBTX)
CIK: 0001473844
Period of Report: 2021-02-01

Reporting Person: Penland Joe Sr (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-01	Common Stock	A	1783	$0.00	Acquired	480927	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	215670	Indirect
Common Stock	724636	Indirect

Footnotes

F1: Represents restricted shares of Common Stock that will vest on December 31, 2021, subject to continued service as a director of the issuer on such date.

F2: The reporting person serves as trustee of the Penland Foundation. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose.

F3: The reporting person is the manager and member of Tram Road Managers, LLC, a Texas limited liability company, which is the general partner of Tram Road Partners, LP, a Texas limited partnership. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose.