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Stellar Bancorp, Inc. — Director's Dealing 2020
Aug 5, 2020
31871_dirs_2020-08-05_294095d9-03f5-4387-a0e1-1f23c060f42e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CBTX, Inc. (CBTX)
CIK: 0001473844
Period of Report: 2020-08-03
Reporting Person: Penland Joe Sr (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-03 | Common Stock | P | 5000 | $15.936 | Acquired | 205670 | Indirect |
| 2020-08-04 | Common Stock | P | 2778 | $15.4512 | Acquired | 208448 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 479144 | Direct |
| Common Stock | 724636 | Indirect |
Footnotes
F1: The reporting person serves as trustee of the Penland Foundation. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose.
F2: The reporting person is the manager and member of Tram Road Managers, LLC, a Texas limited liability company, which is the general partner of Tram Road Partners LP, a Texas limited partnership. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose.