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Stellar Bancorp, Inc. — Director's Dealing 2017
Nov 16, 2017
31871_dirs_2017-11-16_67beaa7c-480e-426b-9134-23e3bb5dec59.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CBTX, Inc. (CBTX)
CIK: 0001473844
Period of Report: 2017-11-15
Reporting Person: Penland Joe Sr (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-15 | Common Stock | A | 3330 | $0.00 | Acquired | 334694 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 160000 | Indirect |
| Common Stock | 724636 | Indirect |
Footnotes
F1: Represents restricted shares of common stock, par value $0.01 per share, of the issuer that will vest in two equal annual installments beginning on November 15, 2018, subject to the reporting person's continued service as a director of the issuer on such dates.
F2: The reporting person serves as trustee of the Penland Foundation. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
F3: The reporting person serves as trustee of Tram Road Partners LP. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or for any other purpose.