STATE STREET CORP — Director's Dealing 2024

Feb 20, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2024-02-15

Reporting Person: O HANLEY RONALD P (Director, Chairman, CEO and President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-02-15	Common Stock	M	2582	—	Acquired	250453	Direct
2024-02-15	Common Stock	D	2582	$73.03	Disposed	247871	Direct
2024-02-15	Common Stock	M	2516	—	Acquired	250387	Direct
2024-02-15	Common Stock	D	2516	$73.03	Disposed	247871	Direct
2024-02-15	Common Stock	M	1342	—	Acquired	249213	Direct
2024-02-15	Common Stock	D	1342	$74.54	Disposed	247871	Direct
2024-02-15	Common Stock	A	63762	—	Acquired	311633	Direct
2024-02-15	Common Stock	F	26235	$73.03	Disposed	285398	Direct
2024-02-15	Common Stock	F	21828	$73.03	Disposed	263570	Direct
2024-02-16	Common Stock	G	7000	—	Disposed	256570	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-02-15	2021 Cash Settled Restricted Stock Units	$	M	2582	Disposed	2024-02-15	Common Stock (2582)	Direct
2024-02-15	2022 Cash Settled Restricted Stock Units	$	M	2516	Disposed	2025-02-15	Common Stock (2516)	Direct
2024-02-15	2023 Cash Settled Restricted Stock Units	$	M	1342	Disposed	2026-02-15	Common Stock (1342)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	83681	Indirect

Footnotes

F1: Each Unit is the equivalent of one share of State Street Corporation common stock.

F2: Pursuant to award granted on February 26, 2021 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date.

F3: Pursuant to award granted on February 25, 2022 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date.

F4: Pursuant to award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan, price is determined as the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.

F5: Settlement of a performance award granted on February 26, 2021 as part of 2020 compensation.

F6: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2021 as part of 2020 compensation.

F7: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

F8: By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F9: Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.

F10: Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023.

F11: Quarterly installment of award granted on February 24, 2023 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2023 and remaining units vesting in nine equal quarterly installments commencing February 15, 2024.