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STATE STREET CORP — Director's Dealing 2012
Feb 18, 2012
30131_dirs_2012-02-17_ac853214-99d4-45bc-aee4-cef6e3ad9fe0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2012-02-16
Reporting Person: Antonellis Joseph C (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-16 | Common Stock | A | 36175 | — | Acquired | 126193 | Direct |
| 2012-02-16 | Common Stock | F | 15085 | $40.36 | Disposed | 111108 | Direct |
| 2012-02-16 | Common Stock | A | 57968 | — | Acquired | 169076 | Direct |
| 2012-02-16 | Common Stock | A | 4956 | — | Acquired | 174032 | Direct |
| 2012-02-16 | Common Stock | A | 7361 | — | Acquired | 181393 | Direct |
| 2012-02-16 | Common Stock | F | 2375 | $40.36 | Disposed | 179018 | Direct |
| 2012-02-16 | Common Stock | A | 14710 | — | Acquired | 193728 | Direct |
| 2012-02-16 | Common Stock | F | 4664 | $40.36 | Disposed | 189064 | Direct |
| 2012-02-16 | Common Stock | A | 111171 | — | Acquired | 300235 | Direct |
| 2012-02-16 | Common Stock | F | 11320 | $40.36 | Disposed | 288915 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6936 | Indirect |
Footnotes
F1: Stock award granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
F2: These shares were withheld to satisfy tax withholding obligations in connection with the stock award granted on February 16, 2012 pursuant to State Street Corporation 2006 Equity Incentive Plan.
F3: Restricted stock award granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
F4: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan under supplemental retirement plan.
F5: Settlement of an award granted on December 20, 2006 in connection with appointment to the office of Vice Chairman.
F6: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of an award granted on December 20, 2006 in connection with appointment to the office of Vice Chairman.
F7: Settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F8: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F9: Settlement of a performance award granted on February 24, 2011 as part of 2010 compensation. Such settlement is in the form of a restricted time-vested stock award.
F10: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 24, 2011 as part of 2010 compensation.
F11: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
F12: The reporting person indirectly beneficially owns 6,936 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of January 31, 2012. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.