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STATE STREET CORP — Director's Dealing 2012
Feb 18, 2012
30131_dirs_2012-02-17_60b7cb16-d16d-4388-9879-4e44de713903.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2012-02-15
Reporting Person: O'Neill Peter (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-15 | Common Stock | F | 8489 | $39.52 | Disposed | 42925 | Direct |
| 2012-02-16 | Common Stock | A | 31657 | — | Acquired | 74582 | Direct |
| 2012-02-16 | Common Stock | A | 413 | — | Acquired | 74995 | Direct |
| 2012-02-16 | Common Stock | A | 1174 | — | Acquired | 76169 | Direct |
| 2012-02-16 | Common Stock | F | 611 | $40.36 | Disposed | 75558 | Direct |
| 2012-02-16 | Common Stock | A | 15434 | — | Acquired | 90992 | Direct |
| 2012-02-16 | Common Stock | F | 2007 | $40.36 | Disposed | 88985 | Direct |
Footnotes
F1: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
F2: Restricted stock award granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
F3: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan under supplemental retirement plan.
F4: Settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F5: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F6: Settlement of a performance award granted on February 24, 2011 as part of 2010 compensation. Such settlement is in the form of a restricted time-vested stock award.
F7: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 24, 2011 as part of 2010 compensation.
F8: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.