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STARBUCKS CORP — Director's Dealing 2021
Apr 3, 2021
29872_dirs_2021-04-02_c53dd475-e98e-40e9-8ea1-da4a8778b39c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STARBUCKS CORP (SBUX)
CIK: 0000829224
Period of Report: 2021-04-01
Reporting Person: JOHNSON KEVIN R (Director, president and ceo)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-01 | Common Stock | M | 153290 | $47.0225 | Acquired | 499223.889 | Direct |
| 2021-04-01 | Common Stock | S | 121801 | $109.0363 | Disposed | 377422.889 | Direct |
| 2021-04-01 | Common Stock | S | 31489 | $109.4547 | Disposed | 345933.889 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-01 | Non-qualified Stock Option (Right to Buy) | $47.0225 | M | 153290 | Disposed | 2025-03-16 | Common Stock (153290) | Direct |
Footnotes
F1: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2021.
F2: Includes 1,433.745 accrued dividend equivalents on unvested restricted stock units.
F3: This transaction was executed in multiple trades at prices ranging from $108.26 to $109.255. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: This transaction was executed in multiple trades at prices ranging from $109.26 to $109.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: The option, representing the right to buy a total of 161,645 shares, became exercisable in two increments of 53,882 shares each on March 16, 2016 and March 16, 2017, and one increment of 53,881 shares on March 16, 2018.