AI assistant
STARBUCKS CORP — Director's Dealing 2021
Jul 31, 2021
29872_dirs_2021-07-30_9558a9ec-1c64-4a8c-a12c-6da1008dafe8.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STARBUCKS CORP (SBUX)
CIK: 0000829224
Period of Report: 2021-07-29
Reporting Person: JOHNSON KEVIN R (Director, president and ceo)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-29 | Common Stock | M | 120000 | $60.68 | Acquired | 466531.776 | Direct |
| 2021-07-29 | Common Stock | M | 120000 | $60.68 | Acquired | 586531.776 | Direct |
| 2021-07-29 | Common Stock | M | 119177 | $60.68 | Acquired | 705708.776 | Direct |
| 2021-07-29 | Common Stock | S | 313843 | $122.743 | Disposed | 391865.776 | Direct |
| 2021-07-29 | Common Stock | S | 45334 | $123.277 | Disposed | 346531.776 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-29 | Non-qualified Stock Option (Right to Buy) | $60.68 | M | 120000 | Disposed | 2025-11-16 | Common Stock (120000) | Direct |
| 2021-07-29 | Non-qualified Stock Option (Right to Buy) | $60.68 | M | 120000 | Disposed | 2025-11-16 | Common Stock (120000) | Direct |
| 2021-07-29 | Non-qualified Stock Option (Right to Buy) | $60.68 | M | 119177 | Disposed | 2025-11-16 | Common Stock (119177) | Direct |
Footnotes
F1: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021.
F2: Includes 597.887 accrued dividend equivalents on unvested restricted stock units.
F3: This transaction was executed in multiple trades at prices ranging from $122.15 to $123.145. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: This transaction was executed in multiple trades at prices ranging from $123.150 to $123.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: The option, representing the right to buy a total of 359,177 shares, became exercisable in one increment of 87,795 shares on November 16, 2016 and three equal increments of 89,794 shares on November 16, 2017, November 16, 2018, and November 16, 2019.