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STARBUCKS CORP — Director's Dealing 2019
Jun 14, 2019
29872_dirs_2019-06-13_1f951ceb-09e2-4e1b-9aa5-4750a51eea8e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STARBUCKS CORP (SBUX)
CIK: 0000829224
Period of Report: 2018-12-24
Reporting Person: Helm Lucy Lee (evp, chief partner officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-24 | Common Stock | G | 18294 | — | Disposed | 113455 | Direct |
| 2019-06-12 | Common Stock | M | 10000 | $24.87 | Acquired | 123841.371 | Direct |
| 2019-06-12 | Common Stock | S | 10000 | $82.9951 | Disposed | 113841.371 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-12 | Non-qualified Stock Option (Right to Buy) | $24.87 | M | 10000 | Disposed | 2022-11-19 | Common Stock (10000) | Direct |
Footnotes
F1: Includes 254.371 accrued dividend equivalents on unvested time-based restricted stock units. Includes 30 shares purchased on December 31, 2018 and 102 shares purchased on March 29, 2019 pursuant to the Starbucks Corporation Employee Stock Purchase Plan.
F2: This transaction was executed in multiple trades at prices ranging from $82.99 to $83.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: The option, representing a right to buy a total of 78,982 shares, became exercisable in three increments of 19,746 shares each on November 19, 2013, November 19, 2014 and November 19, 2015, and one increment of 19,744 shares on November 19, 2016.