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STARBUCKS CORP — Director's Dealing 2017
Aug 10, 2017
29872_dirs_2017-08-09_7d48c09e-f41a-452a-b59a-3d934ce059f9.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: STARBUCKS CORP (SBUX)
CIK: 0000829224
Period of Report: 2017-08-01
Reporting Person: Mutty Paul (svp, deputy general counsel)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8831 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $15.39 | 2020-11-15 | Common Stock (7317) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $19.90 | 2021-07-15 | Common Stock (20018) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $21.82 | 2021-11-14 | Common Stock (14322) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $24.87 | 2022-11-19 | Common Stock (17950) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $40.495 | 2023-11-11 | Common Stock (10576) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $38.915 | 2024-11-17 | Common Stock (10264) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $60.68 | 2025-11-16 | Common Stock (10564) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $56.10 | 2026-11-21 | Common Stock (9382) | Direct |
Footnotes
F1: Includes Restricted Stock Units ("RSU") which were granted and vest as follows: (a) 2,358 RSUs granted on October 15, 2014 and vest on October 15, 2018; and (b) 2,081 RSUs granted on November 17, 2014 and vest on November 17, 2017.
F2: The option, representing the right to buy a total of 16,720 shares, became exercisable in four equal installments of 4,180 shares each on November 15, 2011, November 15, 2012, November 15, 2013 and November 15, 2014.
F3: The option, representing the right to buy a total of 20,018 shares, became exercisable in one increment of 5,006 shares on July 15, 2012 and three increments of 5,004 shares each on July 15, 2013, July 15, 2014 and July 15, 2015.
F4: The option, representing the right to buy a total of 14,322 shares, became exercisable in one increment of 3,582 shares on November 14, 2012, and three increments of 3,580 shares each on November 14, 2013, November 14, 2014 and November 14, 2015.
F5: The option, representing the right to buy a total of 17,950 shares, became exercisable in three increments of 4,488 shares each on November 19, 2013, November 19, 2014 and November 19, 2015, and one increment of 4,486 shares on November 19, 2016.
F6: The option, representing the right to buy a total of 10,576 shares, became exercisable in three increments of 2,644 shares each on November 11, 2014, November 11, 2015 and November 11, 2016, and one increment of 2,644 shares becomes exercisable on November 11, 2017.
F7: The option, representing the right to buy a total of 10,264 shares, became exercisable in two increments of 2,566 shares each on November 17, 2015 and November 17, 2016, and becomes exercisable in two increments of 2,566 shares each on November 17, 2017 and November 17, 2018.
F8: The option, representing the right to buy a total of 10,564 shares became exercisable in one increment of 2,641 shares on November 16, 2016, and becomes exercisable in three increments of 2,641 shares each on November 16, 2017, November 16, 2018 and November 16, 2019.
F9: The option, representing the right to buy a total of 9,382 shares, becomes exercisable in two increments of 2,346 shares each on November 21, 2017 and November 21, 2018, and two increments of 2,345 shares each on November 21, 2019 and November 21, 2020.