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STARBUCKS CORP — Director's Dealing 2017
Dec 9, 2017
29872_dirs_2017-12-08_53ec7c87-5436-46e0-b928-b69ce1cdc2e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STARBUCKS CORP (SBUX)
CIK: 0000829224
Period of Report: 2017-12-06
Reporting Person: Ramo Joshua Cooper (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-06 | Common Stock | M | 30000 | $18.15 | Acquired | 61864 | Direct |
| 2017-12-06 | Common Stock | S | 30000 | $59.6912 | Disposed | 31864 | Direct |
| 2017-12-07 | Common Stock | M | 30000 | $18.15 | Acquired | 61864 | Direct |
| 2017-12-07 | Common Stock | S | 30000 | $59.1654 | Disposed | 31864 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-06 | Non-qualified Stock Option (Right to Buy) | $18.15 | M | 30000 | Disposed | 2021-05-03 | Common Stock (30000) | Direct |
| 2017-12-07 | Non-qualified Stock Option (Right to Buy) | $18.15 | M | 30000 | Disposed | 2021-05-03 | Common Stock (30000) | Direct |
Footnotes
F1: Includes 109 deferred stock units acquired on December 1, 2017, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.
F2: This transaction was executed in multiple trades at prices ranging from $59.62 to $59.765. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: This transaction was executed in multiple trades at prices ranging from $59.12 to $59.195. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: The options, representing the right to buy a total of 60,000 shares, became exercisable in three increments of 20,000 shares each on May 3, 2012, May 3, 2013 and May 3, 2014. Exercise price and number of share/option awards have been adjusted to reflect the issuer's 2-for-1 stock split effective April 9, 2015.