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STANLEY BLACK & DECKER, INC. Director's Dealing 2020

Feb 5, 2020

30549_dirs_2020-02-05_9fda38c9-9c14-4f7d-bb59-5f1fa471a275.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2020-02-03

Reporting Person: VOELKER JOSEPH R (SVP, Chief HR Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-03 Common Stock S 1362 $162.19 Disposed 0.4931 Indirect
2020-02-03 Common Stock M 15000 $109.245 Acquired 25610 Direct
2020-02-03 Common Stock M 11250 $118.66 Acquired 36860 Direct
2020-02-03 Common Stock S 25273 $162.1156 Disposed 11587 Direct
2020-02-03 Common Stock S 977 $162.9569 Disposed 10610 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-03 Stock Option (Right to Buy) $109.245 M 15000 Disposed 2025-12-04 Common Stock (15000) Direct
2020-02-03 Stock Option (Right to Buy) $118.66 M 11250 Disposed 2026-12-02 Common Stock (11250) Direct

Footnotes

F1: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.7700 to $162.7400. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.8500 to $162.9569. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F4: Currently 100% vested

F5: The option became exercisable in four equal annual installments beginning on December 12, 2017.