AI assistant
STANLEY BLACK & DECKER, INC. — Director's Dealing 2020
Feb 5, 2020
30549_dirs_2020-02-05_9fda38c9-9c14-4f7d-bb59-5f1fa471a275.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2020-02-03
Reporting Person: VOELKER JOSEPH R (SVP, Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-03 | Common Stock | S | 1362 | $162.19 | Disposed | 0.4931 | Indirect |
| 2020-02-03 | Common Stock | M | 15000 | $109.245 | Acquired | 25610 | Direct |
| 2020-02-03 | Common Stock | M | 11250 | $118.66 | Acquired | 36860 | Direct |
| 2020-02-03 | Common Stock | S | 25273 | $162.1156 | Disposed | 11587 | Direct |
| 2020-02-03 | Common Stock | S | 977 | $162.9569 | Disposed | 10610 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-03 | Stock Option (Right to Buy) | $109.245 | M | 15000 | Disposed | 2025-12-04 | Common Stock (15000) | Direct |
| 2020-02-03 | Stock Option (Right to Buy) | $118.66 | M | 11250 | Disposed | 2026-12-02 | Common Stock (11250) | Direct |
Footnotes
F1: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.7700 to $162.7400. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.8500 to $162.9569. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: Currently 100% vested
F5: The option became exercisable in four equal annual installments beginning on December 12, 2017.