STANLEY BLACK & DECKER, INC. — Director's Dealing 2020

Sep 1, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2020-08-28

Reporting Person: Raff Robert H Jr (President, Stanley Security)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-28	Common Stock	M	1875	$79.70	Acquired	11967	Direct
2020-08-28	Common Stock	M	3750	$95.18	Acquired	15717	Direct
2020-08-28	Common Stock	M	5625	$109.245	Acquired	21342	Direct
2020-08-28	Common Stock	M	5625	$118.66	Acquired	26967	Direct
2020-08-28	Common Stock	S	16875	$162.00	Disposed	10092	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-08-28	Stock Option (Right to Buy)	$79.70	M	1875	Disposed	2023-12-05	Common Stock (1875)	Direct
2020-08-28	Stock Option (Right to Buy)	$95.18	M	3750	Disposed	2024-12-05	Common Stock (3750)	Direct
2020-08-28	Stock Option (Right to Buy)	$109.245	M	5625	Disposed	2025-12-04	Common Stock (5625)	Direct
2020-08-28	Stock Option (Right to Buy)	$118.66	M	5625	Disposed	2026-12-02	Common Stock (5625)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1.2423	Indirect
Common Stock	858.3656	Indirect

Footnotes

F1: Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the previous calendar month including shares acquired or disposed of on various dates since balance was last reported.

F2: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.

F3: Options were issued under the Company's 2013 Long-Term Incentive Plan and became exercisable in four equal annual installments beginning on December 5, 2014.

F4: Options were issued under the Company's 2013 Long-Term Incentive Plan and became exercisable in four equal annual installments beginning on December 5, 2015.

F5: Options were issued under the Company's 2013 Long-Term Incentive Plan and became exercisable in four equal annual installments beginning on December 4, 2016.

F6: Options were issued under the Company's 2013 Long-Term Incentive Plan and became exercisable in four equal annual installments beginning on December 2, 2017.