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STANLEY BLACK & DECKER, INC. Director's Dealing 2020

Nov 4, 2020

30549_dirs_2020-11-04_13beae7b-367c-4f26-86db-9fabdb88b38d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2020-11-02

Reporting Person: Allan Donald (EVP & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-02 Common Stock M 20000 $95.18 Acquired 122040.6619 Direct
2020-11-02 Common Stock S 27318 $167.1816 Disposed 94722.6619 Direct
2020-11-02 Common Stock S 12165 $168.1607 Disposed 82557.6619 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-02 Stock Option (Right to Buy) $95.18 M 20000 Disposed 2024-12-05 Common Stock (20000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5.8955 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.7000 to $167.6900. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.7000 to $168.6400. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.

F4: Options were issued under the Company's 2013 Long-Term Incentive Plan and became exercisable in four equal annual installments beginning on December 5, 2014.