Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

STANLEY BLACK & DECKER, INC. Director's Dealing 2020

Dec 7, 2020

30549_dirs_2020-12-07_0b7ff60b-e934-4509-949e-322a1deb64a7.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2020-12-03

Reporting Person: LOREE JAMES M (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-03 Common Stock F 530 $91.31 Disposed 155171 Direct
2020-12-03 Common Stock F 1506 $179.845 Disposed 153665 Direct
2020-12-03 Common Stock A 4298 $179.845 Acquired 157963 Direct
2020-12-04 Common Stock F 1779 $180.1125 Disposed 156184 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-03 Stock Option (Right to Buy) $179.845 A 75000 Acquired 2030-12-03 Common Stock (75000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 759.9432 Indirect
Common Stock 546.8088 Indirect

Footnotes

F1: Represents shares withheld to cover FICA taxes on RSU's awarded on 12/3/2019.

F2: Shares withheld to cover taxes on vesting of restricted stock.

F3: Shares to be delivered upon vesting of restricted stock units that vest in four equal annual installments beginning on December 3, 2021.

F4: Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the previous calendar month including shares acquired or disposed of on various dates since balance was last reported.

F5: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.

F6: The option will become exercisable in four equal annual installments beginning on December 3, 2021.