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STANLEY BLACK & DECKER, INC. Director's Dealing 2019

Nov 14, 2019

30549_dirs_2019-11-14_0704068d-3693-4645-835e-a5503801e7a8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2019-11-12

Reporting Person: Allan Donald (EVP & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-12 Common Stock M 20000 $70.61 Acquired 127402.6619 Direct
2019-11-12 Common Stock M 17088 $79.70 Acquired 144490.6619 Direct
2019-11-12 Common Stock G 2270 Disposed 142220.6619 Direct
2019-11-12 Common Stock S 44230 $157.6633 Disposed 97990.6619 Direct
2019-11-12 Common Stock S 1909 $158.5311 Disposed 96081.6619 Direct
2019-11-13 Common Stock M 2912 $79.70 Acquired 98993.6619 Direct
2019-11-13 Common Stock S 1300 $154.9788 Disposed 97693.6619 Direct
2019-11-13 Common Stock S 1612 $155.8883 Disposed 96081.6619 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-11-12 Stock Option (Right to Buy) $70.61 M 20000 Disposed 2022-12-06 Common Stock (20000) Direct
2019-11-12 Stock Option (Right to Buy) $79.70 M 17088 Disposed 2023-12-05 Common Stock (17088) Direct
2019-11-13 Stock Option (Right to Buy) $79.70 M 2912 Disposed 2023-12-05 Common Stock (2912) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5.7999 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.2500 to $158.2050. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.3500 to $158.7400. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.6100 to $156.2100. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.6400 to $156.2100. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F5: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.

F6: Currently 100% vested