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STANLEY BLACK & DECKER, INC. — Director's Dealing 2019
Apr 30, 2019
30549_dirs_2019-04-30_acbe5b81-4690-4aaa-b444-8b5a6b8ebe0b.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2019-04-26
Reporting Person: LOREE JAMES M (President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-26 | Common Stock | M | 50000 | $64.785 | Acquired | 195553 | Direct |
| 2019-04-26 | Common Stock | S | 54799 | $145.1644 | Disposed | 140754 | Direct |
| 2019-04-26 | Common Stock | S | 1900 | $144.4312 | Disposed | 138854 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-26 | Stock Option (Right to Buy) | $64.785 | M | 50000 | Disposed | 2021-12-08 | Common Stock (50000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 530.17 | Indirect |
Footnotes
F1: The Form 4 filed on April 29, 2019 omitted the acquisition of shares following the exercise of options by the reporting person. This amendment is being filed to reflect such acquisition and, subsequently, correctly state the number of shares beneficially owned.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.7900 to $145.6100. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.7900 to $144.7800. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.
F5: Currently 100% vested