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STANLEY BLACK & DECKER, INC. Director's Dealing 2015

Dec 8, 2015

30549_dirs_2015-12-08_d27dbf88-d1bb-4583-80cf-89a8092c7be7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2015-12-04

Reporting Person: Sohovich JoAnna (Pres. Stanley Eng. Fastening)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-12-04 Common Stock A 2500 Acquired 33769 Direct
2015-12-05 Common Stock D 261 $109.245 Disposed 33508 Direct
2015-12-05 Common Stock D 348 $109.245 Disposed 33160 Direct
2015-12-06 Common Stock D 305 $109.245 Disposed 32855 Direct
2015-12-07 Common Stock M 5625 $70.61 Acquired 38480 Direct
2015-12-07 Common Stock S 5625 $109.4836 Disposed 32855 Direct
2015-12-07 Common Stock M 3750 $79.70 Acquired 36605 Direct
2015-12-07 Common Stock S 3750 $109.4836 Disposed 32855 Direct
2015-12-07 Common Stock S 320 $109.651 Disposed 32535 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-12-04 Stock Option (Right to Buy) $109.245 A 10000 Acquired 2025-12-04 Common Stock (10000) Direct
2015-12-07 Stock Option (Right to Buy) $70.61 M 5625 Disposed 2022-12-06 Common Stock (5625) Direct
2015-12-07 Stock Option (Right to Buy) $79.70 M 3750 Disposed 2023-12-05 Common Stock (3750) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1431.8975 Indirect

Footnotes

F1: Shares to be delivered on vesting of restricted stock units that vest in four equal annual installments beginning on the first anniversary of the date of grant.

F2: Shares withheld to cover taxes on vesting of restricted stock units

F3: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.

F4: The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant.

F5: 5,625 shares are currently exercisable, 1,875 shares become exercisable on 12/6/2016.

F6: 3,750 shares are currently exercisable, 1,875 shares become exercisable on 12/05/2016 and 1,875 shares become exercisable on 12/05/2017.