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STANLEY BLACK & DECKER, INC. — Director's Dealing 2014
Jul 25, 2014
30549_dirs_2014-07-25_9e9c1808-1837-426c-8147-61e0432850d4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2014-07-23
Reporting Person: McChesney Lee B (CFO of CDIY)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5903 | Direct |
| Common Stock | 450.984 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $63.715 | 2020-12-09 | Common Stock (3750) | Direct | |
| Stock Option (Right to Buy) | $64.785 | 2021-12-08 | Common Stock (5625) | Direct | |
| Stock Option (Right to Buy) | $70.61 | 2022-12-06 | Common Stock (7500) | Direct | |
| Stock Option (Right to Buy) | $79.70 | 2023-12-05 | Common Stock (7500) | Direct |
Footnotes
F1: 5,893 are RSUs, of which 535 vest on 12/5/2014; 625 vest on 12/6/2014; 625 vest on 12/8/2014; 625 vest on 12/9/2014; 536 vest on 12/5/2015; 625 vest on 12/6/2015; 625 vest on 12/8/2015; 536 vest on 12/5/2016; 625 vest on 12/6/2016; and 536 vest on 12/5/2017.
F2: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.
F3: 1,875 shares are exercisable, 1,875 shares become exercisable on 12/9/2014.
F4: 1,875 shares are exercisable, 1,875 shares become exercisable on 12/8/2014 and 1,875 shares become exercisable on 12/8/2015.
F5: 1,875 shares are exercisable, 1,875 shares become exercisable on 12/6/2014, 1,875 shares become exercisable on 12/6/2015 and 1,875 shares become exercisable on 12/6/2016.
F6: The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant.