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STANLEY BLACK & DECKER, INC. — Director's Dealing 2013
Apr 9, 2013
30549_dirs_2013-04-09_39e364a0-2650-4746-af67-992d10ebb39b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2013-04-01
Reporting Person: VOELKER JOSEPH R (SVP, Human Resources)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18643 | Direct |
| Common Stock | 3596.4629 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $49.0225 | 2019-12-09 | Common Stock (1875) | Direct | |
| Stock Option (Right to Buy) | $63.715 | 2020-12-09 | Common Stock (3750) | Direct | |
| Stock Option (Right to Buy) | $64.785 | 2021-12-08 | Common Stock (5625) | Direct | |
| Stock Option (Right to Buy) | $70.61 | 2022-12-06 | Common Stock (7500) | Direct | |
| Interest In Employer Stock Fund (401(k) Plan) | $ | Common Stock (1097.4786) | Direct | ||
| Interest in Employer Stock Fund (Supplemental Plan) | $ | Common Stock (56.3491) | Direct |
Footnotes
F1: 16,250 of the shares directly held are restricted stock units, of which 625 vest on 12/9/2013, 5,000 vest on 3/12/2014, 5,000 vest on 3/12/2015, 625 vest on 12/9/2013, 625 vest on 12/9/2014, 625 vest on 12/8/2013, 625 vest on 12/8/2014, 625 vest on 12/8/2015, 625 vest on 12/6/2013, 625 vest on 12/6/2014, 625 vest on 12/6/2015 and 625 vest on 12/6/2016.
F2: Aggregate number of shares held in ESPP as of April 1, 2013.
F3: 1,875 shares become exercisable on 12/9/2013, 1,875 shares become exercisable on 12/9/2014.
F4: 1,875 shares become exercisable on 12/8/2013, 1,875 shares become exercisable on 12/8/2014, 1,875 shares become exercisable on 12/8/2015.
F5: 1,875 shares become exercisable on 12/6/2013, 1,875 shares become exercisable on 12/6/2014, 1,875 shares become exercisable on 12/6/2015 and 1,875 shares become exercisable on 12/6/2016.
F6: Represents shares held for the reporting person under the Company's 401(k) Plan as of April 1, 2013.
F7: Exempt
F8: Represents shares held for the reporting person under the Company's Supplemental Plan as of April 1, 2013.