AI assistant
STANLEY BLACK & DECKER, INC. — Director's Dealing 2013
May 8, 2013
30549_dirs_2013-05-08_21b5b9f4-870c-4eb4-ab8c-bc971f633cac.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2013-05-07
Reporting Person: Bartone Michael A. (V.P. Corporate Tax)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-07 | Common Stock | M | 5000 | $51.135 | Acquired | 44527 | Direct |
| 2013-05-07 | Common Stock | S | 5000 | $78.6046 | Disposed | 39527 | Direct |
| 2013-05-07 | Common Stock | M | 7500 | $51.125 | Acquired | 47027 | Direct |
| 2013-05-07 | Common Stock | S | 7500 | $78.6046 | Disposed | 39527 | Direct |
| 2013-05-07 | Common Stock | M | 5625 | $49.0225 | Acquired | 45152 | Direct |
| 2013-05-07 | Common Stock | S | 5625 | $78.6046 | Disposed | 39527 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-07 | Stock Option (Right to Buy) | $51.135 | M | 5000 | Disposed | 2016-12-11 | Common Stock (5000) | Direct |
| 2013-05-07 | Stock Option (Right to Buy) | $51.125 | M | 7500 | Disposed | 2017-12-10 | Common Stock (7500) | Direct |
| 2013-05-07 | Stock Option (Right to Buy) | $49.0225 | M | 5625 | Disposed | 2019-12-09 | Common Stock (5625) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Interest In Employer Stock Fund (401(k) Plan) | $ | Common Stock (1692.8084) | 1692.8084 | Direct | |
| Interest in Employer Stock Fund (Supplemental Plan) | $ | Common Stock (241.0739) | 241.0739 | Direct |
Footnotes
F1: Currently 100% vested
F2: 5,625 shares are exercisable, 1,875 shares will become exercisable on December 9, 2013.
F3: Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
F4: Exempt
F5: Represents shares held for the reporting person under the Company's Supplemental Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.