Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

STANLEY BLACK & DECKER, INC. Director's Dealing 2013

Jun 7, 2013

30549_dirs_2013-06-07_cdb769f5-b6e7-468a-875e-b2213e1d04b6.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2013-06-05

Reporting Person: Ansell Jeffrey D (SVP & Group Exec, Constr & DIY)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-06-05 Common Stock S 1736 $77.5681 Disposed 88167 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 952.4553 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Interest In Employer Stock Fund (401(k) Plan) $ Common Stock (1234.0101) 1234.0101 Direct
Interest in Employer Stock Fund (Supplemental Plan) $ Common Stock (1130.3695) 1130.3695 Direct

Footnotes

F1: Due to broker error, the referenced shares were not sold when they should have been under Mr. Ansell's 10b5-1 Plan. To correct this error, the broker will compensate Mr. Ansell for the difference between the price at which the shares were sold and the prices at which they would have been sold had they been sold as specified in his 10b5-1 Plan ($81.85 for 868 shares and $83.07 for 868 shares, as reported by the broker).

F2: Pursuant to 10b5-1 Plan

F3: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.

F4: Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.

F5: Exempt

F6: Represents shares held for the reporting person under the Company's Supplemental Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.